Major Theoretical Strands in Research Methodology

(Relevant for Sociology optional for UPSC CSE)
Paper-1 ,Unit-2 : Major Theoretical Strands in Research Methodology

Facts never interpret themselves. To make sense out of life, we use our common sense. That is, to understand our experiences (our “facts”), we place them into a framework of more-or-less related ideas. Sociologists do this, too, but they place their observations into a conceptual framework called a theory. A theory is a general statement about how some parts of the world fit together and how they work. It is an explanation of how two or more “facts” are related to one another.

Functionalism

1. The central idea of functional analysis is that society is a whole unit, made up of interrelated parts that work together. Functional analysis (also known as functionalism and structural functionalism) is rooted in the origins of sociology. Auguste Comte and Herbert Spencer viewed society as a kind of living organism. Just as a person or animal has organs that function together, they wrote, so does society. And like an organism, if society is to function smoothly, its parts must work together in harmony.
2. Emile Durkheim also viewed society as being composed of many parts, each with its own function. When all the parts of society fulfill their functions, society is in a “normal” state. If they do not fulfill their functions, society is in an “abnormal” or “pathological” state. To understand society, then, functionalists say that we need to look at both structure (how the parts of a society fit together to make the whole) and function (what each part does, how it contributes to society).
3. Robert Merton and Functionalism. Robert Merton (1910–2003) dismissed the organic analogy, but he did maintain the essence of functionalism—the image of society as a whole composed of parts that work together. Merton used the term functions to refer to the beneficial consequences of people’s actions: Functions help keep a group (society, social system) in balance. In contrast, dysfunctions are consequences that harm a society: They undermine a system’s equilibrium.
4. Functions can be either manifest or latent. If an action is intended to help some part of a system, it is a manifest function. For example, suppose that government officials become concerned about our low rate of childbirth. Congress offers a $10,000 bonus for every child born to a married couple. The intention, or manifest function, of the bonus is to increase childbearing within the family unit. Merton pointed out that people’s actions can also have latent functions; that is, they can have unintended consequences that help a system adjust. Let’s suppose that the bonus works. As the birth rate jumps, so does the sale of diapers and baby furniture. Because the benefits to these businesses were not the intended consequences, they are latent functions of the bonus.
5. Of course, human actions can also hurt a system. Because such consequences usually are unintended, Merton called them latent dysfunctions. Let’s assume that the government has failed to specify a “stopping point” with regard to its bonus system. To collect more bonuses, some people keep on having children. The more children they have, however, the more they need the next bonus to survive. Large families become common, and poverty increases. Welfare is reinstated, taxes jump, and the nation erupts in protest. Because these results were not intended and because they harmed the social system, they would be latent dysfunctions of the bonus program.
6. In Sum: From the perspective of functional analysis, society is a functioning unit, with each part related to the whole. Whenever we examine a smaller part, we need to look for its functions and dysfunctions to see how it is related to the larger unit. This basic approach can be applied to any social group, whether an entire society, a college, or even a group as small as a family.

Criticisms of Functionalism

1. The conflict theorists regard the functionalist approach as Utopian in nature and emphasize the need to study conflict in systems of stratification as a universal, all pervasive and an omnipresent phenomena.
2. The conflict theorists say that all societies are characterized by some degree of constraint, disagreement, uncertainty, control dysfunctional and coercions that can’t be ignored.
3. However, unlike the functionalists, the conflict theorists do say that, conflict leads to stability and consensus in society.
4. It becomes important to study also the nature of consensus and equilibrium in a given system with conflict.

Marxism(Conflict Perspectives)

1. The conflict perspective views society as composed of diverse groups with conflicting values and interests. In any society, these groups have differential access to wealth, power, and prestige. The most important aspects of the conflict perspective are the Marxian approach, which focuses on economic determinism and the importance of social class, and the neoconflict approach, which focuses on differential power and authority.
2. The Marxian Approach to Conflict: The theoretical roots of the conflict perspective can be traced to Karl Marx. Often, the values and interests of different groups conflict with one another. According to Marx, these conflicts are determined by economics and are based on social class, and the struggle between the different values and interests of the bourgeoisie and the proletariat is inevitable. When these battles occur, the dominant group attempts to force its values and ideology on less powerful groups. The result is the domination and exploitation of the masses (the proletariat) by the rich and powerful members of society (the bourgeoisie). The conflict perspective is not solely Marxist sociology, however; today conflict theorists often take a neoconflict approach.
3. The Neoconflict Approach: Social conflict can be viewed as a necessary and even functional social
   process. From this perspective, conflict necessitates negotiation and compromise; hence it can produce order and a reaffirmation of the social structure. In a diverse nation like the United States, conflict between racial, ethnic, religious, age, gender, and political groups is inevitable but not necessarily destructive. For example, attempts to balance the national budget have typically been thwarted by bickering over what areas of the budget should be increased and which should be cut.
4. Those dependent on Medicare and Social Security resist cuts to those programs and would rather see cuts in, for example, the defence budget or federal aid to tobacco growers. Meanwhile, Pentagon officials and cigarette manufacturers are not about to sit back and allow legislators to balance the budget at their expense. Both sides employ powerful lobbyists to persuade legislators to vote for their relative interests. These political and ideological quarrels are marked by compromises or tradeoffs that may not satisfy either group but also do not allow one interest to totally dominate the other. When society is confronted by an external threat, these internal conflicts may decrease, for, as is often said, nothing unites a group like a common enemy. From this perspective, conflict is dysfunctional only if it threatens one or more of society’s core values.
5. Neoconflict theorists also contend that class conflict in industrialized countries is not so much a struggle over the means of production (as Marx argued) but rather a result of the unequal distribution of authority For example, the differing power and prestige of college professors and students sometimes lead to tension and conflict between the two groups that has nothing to do with the ownership of property or the means of production. This version of the conflict perspective focuses on differences in power and authority and the exploitation of some groups by other, more powerful groups. A good example of this approach can be seen in the work of C.Wright Mills.
6. C. Wright Mills and the “Power Elite” C.Wright Mills promoted the conflict perspective for analyzing the distribution of power and authority in the United States. In The Power Elite (1956), he contended that post–World War II U.S. society was dominated by a powerful military, industrial, and political elite that shaped foreign and domestic policy for the benefit of the wealthy and powerful class. His approach focused on historical and structural analyses of class conflict and the uses of ideology for domination.

Symbolic Interactionism (Interactionism)

The symbolic interactionist perspective views social meaning as arising through the process of social interaction. Contemporary symbolic interactionism rests on three basic premises:

• Human beings act toward things on the basis of the meanings that they attach to Them.
• These meanings are derived from, or arise out of, social interaction with others.
• These meanings may be changed or modified through the processes of interaction and interpretation.

1. Symbols in Everyday Life. Without symbols, our social life would be no more sophisticated than
   that of animals. For example, without symbols we would have no aunts or uncles, employers or
   teachers—or even brothers and sisters. This sounds strange, but it is symbols that define our
   relationships. There would still be reproduction, of course, but no symbols to tell us how we are
   related to whom. We would not know to whom we owe respect and obligations, or from whom we
   can expect privileges—the essence of human relationships.
2. Look at it like this: If you think of someone as your aunt or uncle, you behave one way, but if you
   think of that person as a boyfriend or girlfriend, you behave quite differently. It is the symbol that
   tells you how you are related to others—and how you should act toward them.
3. Let’s make this a little less abstract. Consider this example: Suppose that you have fallen head over heels in love. Finally, after what seems forever, it is the night before your wedding. As you are contemplating tomorrow’s bliss, your mother comes to you in tears. Sobbing, she tells you that she had a child before she married your father, a child that she gave up for adoption. Breaking down, she says that she has just discovered that the person you are going to marry is this child. You can see how the symbol will change overnight—and your behavior, too! It is not only relationships that depend on symbols to exist, but even society itself. Without symbols, we could not coordinate our actions with those of others. We could not make plans for a future day, time, and place. Unable to specify times, materials, sizes, or goals, we could not build bridges and highways. Without symbols, there would be no movies or musical instruments. We would have no hospitals, no government, no religion.
4. Proponents of this perspective, often referred to as the interactionist perspective, engage in microlevel analysis, which focuses on the day-to-day interactions of individuals and groups in specific social situations. Three major concepts important for understanding this theoretical approach include meaningful symbols, the definition of the situation, and the looking-glass self. In addition, two important types of theoretical analysis fit within the interactionist perspective: dramaturgical analysis and the labelling approach.
5. Meaningful Symbols: George H. Mead (1863–1931) insisted that the ongoing process of social interaction and the creating, defining, and redefining of meaningful symbols make society possible. Meaningful symbols are sounds, objects, colors, and events that represent something other than themselves and are critical for understanding social interaction. Language is one of the most important and powerful meaningful symbols humans have created, because it allows us to communicate through the shared meaning of words.
6. Definition of the Situation: Definition of the situation refers to the idea that “if [people] define situations as real, they are real in their consequences” (Thomas and Thomas, 1928:572). Simply put, people define social reality through a process of give and- take interaction. Once a definition is established, it shapes all further interactions. For example, have you ever decided that you were “in love” with someone? If so, how did that change the way you interacted with that person? Conversely, what happens when a married couple decides they are no longer in love? If they define their marriage as meaningless or decide they have irreconcilable differences, how does that affect their relationship? Is a marriage likely to survive if both partners have defined it as “over”?
7. The Looking-Glass Self : The looking-glass self refers to the idea that an individual’s self-concept is
   largely a reflection of how he or she is perceived by other members of society (Cooley, [1902] 1922).
   Society is used as a mirror to reflect a feeling of selfpride, self-doubt, self-worth, or self-loathing. These important elements of symbolic interactionism contribute to socialization and the process of becoming human as we establish our personal and social identities.
8. Dramaturgical Analysis: A useful theoretical framework within symbolic interactionism, dramaturgical analysis, uses the analogy of the theatre to analyze social behavior. In this approach, people are viewed as actors occupying roles as they play out life’s drama. In real life, people do not passively accept others’ definitions of the situation nor the social identities assigned to them. Rather, they take an active part in the drama, manipulating the interaction to present themselves in the most positive light. Thus, people often use impression management to communicate favorable impressions of themselves (Goffman, 1959).
9. The Labeling Approach: Another theoretical viewpoint within symbolic interactionism is the labeling approach, which contends that people attach various labels to certain behaviors, individuals, and groups that become part of their social identity and shape others’ attitudes about and responses to them. For example, in Outsiders, Howard Becker (1963) explored the fascinating world of jazz musicians and how their non-traditional music, penchant for marijuana, and open racial integration during the 1950s led mainstream Americans to label them “deviant.” The influence of the Chicago School and symbolic interactionism waned in the late 1950s, when a faction of sociologists argued that its approach was too dependent on ethnographic studies, personal observations, interviews, and subjective interpretations. Insisting that sociology must be more scientific, or at least, as Comte had envisioned, more positivistic, this group believed that sociology should rely more heavily on quantifiable data, facts, figures, and statistics. This led to the development of the Iowa School of symbolic interaction and also fueled a revival of structural functionalism.

Criticisms of Symbolic Interactionism (Interactionism)

1. Interactionists have often been accused of examining human interaction in a vacuum. They have tended to focus on small-scale face to face interaction with little concern for its historical or social settings(Marxian Criticism).
2. They have concentrated on particular situations and encounters with little reference to the historical events which led up to them or the wider social framework in which they occur. Since these factors influence the particular interaction situation, the scant attention they have received has been regarded as a serious omission.
3. While symbolic interactionism provides a corrective to the excesses of societal determinism, many critics have argued that it has gone too far in this direction. Though they claim that action is not determined by structural norms, interactionists do admit the presence of such norms. However, they tend to take them as given rather than explaining their origin.
4. As William Skidmore comments, the interactionists largely fail to explain ‘why people consistently choose to act in given ways in certain situations, instead of in all the other ways they might possibly have acted’. In stressing the flexibility and freedom of human action the interactionists tend to downplay the constraints on action. In Skidmore’s view this is due to the fact that ‘interactionism consistently fails to give an account of social structure’. In other words it fails to adequately explain how standardized normative behaviour comes about and why members of society are motivated to act in terms of social norms.
5. Similar criticism has been made with reference to what many see as the failure of interactionists to explain the source of the meanings to which they attach such importance. Critics argue that such meanings are not spontaneously created in interaction situations. Instead they are systematically generated by the social structure.
6. Marxists have argued that the meanings which operate in face to face interaction situations are
   largely the product of class relationships. From this viewpoint, interactionists have failed to explain the most significant thing about meanings: the source of their origin.
7. Interactionism is a distinctly American branch of sociology and to some this partly explains its
   shortcomings. Thus Leon Shaskolsky has argued that interactionism is largely a reflection of
   the cultural ideals of American society. He claims that ‘ interactionism has its roots deeply
   imbedded in the cultural environment of American life, and its interpretation of society is, in a sense, a “looking glass” image of what that society purports to be’. Thus the emphasis on liberty, freedom and individuality in interactionism can be seen in part as a reflection of America’s view of itself.

Phenomenology

• Phenomenological perspectives in sociology argue that the subject matter of the social and natural sciences is fundamentally different. As a result the methods and assumptions of the natural sciences are inappropriate to the study of man.
• The natural sciences deal with matter. To understand and explain the behaviour of matter it is sufficient to observe it from the outside. Atoms and molecules do not have consciousness. They do not have meanings and purposes which direct their behaviour. Matter simply reacts ‘unconsciously’ to external stimuli; in scientific language it behaves. As a result the natural scientist is able to observe, measure, and impose an external logic on that behaviour in order toexplain it. He has no need to explore the internal logic of the consciousness of matter simply because it does not exist.
  1. Unlike matter, man has consciousness-thoughts, feelings, meanings, intentions and an awareness of being. Because of this, his actions are meaningful; he defines situations and gives meaning to his actions and those of others. As a result, he does not merely react to external stimuli, he does not simply behave, he acts. For Example, imagine the response of early man to fire caused by volcanoes or spontaneous combustion. He did not simply react in a uniform manner to the experience of heat. He attached a range of meanings to it and these meanings directed his actions. For example he defined fire as a means of warmth and used it to heat his dwellings; as a means of defence and used it to ward off wild animals; and as a means of transforming substances and employed it for cooking and hardening the points of wooden spears. Man does not just react to fire; he acts upon it in terms of the meanings he gives to it.
  2. If action stems from subjective meanings, it follows that the sociologist must discover those meanings in order to understand action. He cannot simply observe action from the outside and impose an external logic upon it. He must interpret the internal logic which directs the actions of the actor.
  3. Max Weber was one of the first sociologists to outline this perspective in detail. He argued that sociological explanations of action should begin with ‘the observation and theoretical interpretation of the subjective “states of minds” of actors’.

Analysis of Phenomenology

1. As the previous section indicated, interactionism adopts a similar approach with particular emphasis on the process of interaction. While positivists emphasize facts and cause and effect relationships, interactionists emphasize insight and understanding. Since it is not possible to get inside the heads of actors, the discovery of meaning must be based on interpretation and intuition. For this reason objective measurement is not possible and the exactitude of the natural sciences cannot be duplicated. Since meanings are constantly negotiated in ongoing interaction processes it is not possible to establish simple cause and effect relationships. Thus some sociologist argues that sociology is limited to an interpretation of social action and phenomenological approaches are sometimes referred to as ‘interpretive sociology’.
2. A number of sociologists have argued that the positivist approach has produced a distorted picture of social life. They see it as tending to portray man as a passive responder to external stimuli rather than an active creator of his own society. Man is pictured as reacting to various forces and pressures to economic infrastructures and the requirements of social systems.
3. Peter Berger argues that society has often been viewed as a puppet theatre with its members portrayed as ‘little puppets jumping about on the ends of their invisible strings, cheerfully acting out the parts that have been assigned to them’. Society instills values, norms and roles, and men dutifully respond like puppets on a string. However, from a phenomenological perspective man does not merely react and respond to an external society, he is not simply acted upon, he acts. In his interaction with others he creates his own meanings and constructs his own reality and therefore directs his own actions.

Ethnomethodology

1. Roughly translated, ethnomethodology means the study of the methods used by people. It is concerned with examining the methods and procedures employed by members of society to construct, account for and give meaning to their social world.
2. Ethnomethodologists draw heavily on the European tradition of phenomenological philosophy and in particular acknowledge a debt to the ideas of the philosopher-sociologist Alfred Schutz.
3. Many Ethnomethodologists begin with the assumption that society exists only in so far as members perceive its existence. With this emphasis on member’s views of social reality, ethnomethodology is generally regarded as a phenomenological approach. Ethnomethodology is a developing perspective which contains a diversity of viewpoints.
4. One of the major concerns of sociology is the explanation of social order. From the results of numerous investigations it appears that social life is ordered and regular and that social action is systematic and patterned. Typically the sociologist has assumed that social order has an objective reality.
5. Ethnomethodologists either suspend or abandon the belief that an actual or objective social order exists. Instead they proceed from the assumption that social life appears orderly to members of society.
6. Thus in the eyes of members their everyday activities seem ordered and systematic but this order is not necessarily due to the intrinsic nature or inherent qualities of the social world. In other words it may not actually exist. Rather it may simply appear to exist because of the way members perceive and interpret social reality. Social order therefore becomes a convenient fiction, an appearance of order constructed by members of society. This appearance allows the social world to be described and explained and so made knowable, reasonable, understandable and ‘accountable’ to its members.
7. The methods and accounting procedures used by members for creating a sense of order form the subject matter of ethnomethodological enquiry. Zimmerman and Wieder state that the ethnomethodologist is ‘concerned with how members of society go about the task of seeing, describing and explaining order in the world in which they live’.
8. Ethnomethodologists are highly critical of other branches of sociology. They argue that ‘conventional’ sociologists have misunderstood the nature of social reality. They have treated the social world as if it had an objective reality which is independent of members’ accounts and interpretations. Thus they have regarded aspects of the social world such as suicide and crime as facts with an existence of their own. They have then attempted to provide explanations for these ‘facts’. By contrast, ethnomethodologist argues that the social world consists of nothing more than the constructs, interpretations and accounts of its members. The job of the sociologist is therefore to explain the methods and accounting procedures which members employ to construct their social world. According to Ethnomethodologists, this is the very job that mainstream sociology has failed to do.
9. Ethnomethodologist sees little difference between conventional sociologists and the man in the street. They argue that the methods employed by sociologists in their research are basically similar to those used by members of society in their everyday lives. Members employing the documentary method are constantly theorizing, drawing relationships between activities and making the social world appear orderly and systematic. They then treat the social world as if it had an objective reality separate from themselves.
10. Ethnomethodologists argue that the procedures of conventional sociologists are essentially similar. They employ the documentary method, theorize and draw relationships and construct a picture of an orderly and systematic social system. They operate reflexively like any other member of society. Thus when a functionalist sees behaviour as an expression of an underlying pattern of shared values, he also used instances of that behaviour as evidence for the existence of the pattern. By means of their accounting procedures members construct a picture of society. In this sense the man in the street is his own sociologist. Ethnomethodologists see little to choose between the pictures of society which he creates and those provided by conventional sociologists.

Critique to Ethnomethodology:

1. Ethnomethodology has labeled as conventional or ‘folk’ sociology. Its critics have argued that the members who populate the kind of society portrayed by Ethnomethodologists appear to lack any motives and goals.
2. As Anthony Giddens remarks, there is little reference to ‘the pursuance of practical goals or interests’. There is little indication in the writings of Ethnomethodologists as to why people want to behave or are made to behave in particular ways. Nor is there much consideration of the nature of power in the social world and the possible effects of differences in power on members behaviour.
3. As Gouldner notes, ‘The process by which social reality becomes defined and established is not viewed by Garfinkel as entailing a process of struggle among competing groups’ definitions of reality, and the outcome, the common sense conception of the world, is not seen as having been shaped by institutionally protected power differences’.
4. Critics have argued that Ethnomethodologists have failed to give due consideration to the fact that members’ accounting procedures are conducted within a system of social relationships involving differences in power. Many Ethnomethodo-logists appear to dismiss everything which is not recognized and accounted for by members of society. They imply that if members do not recognize the existence of objects and events, they are unaffected by them. But as John H. Goldthorpe pointedly remarks in his criticism of ethnomethodology, ‘If for instance, it is bombs and napalm that are zooming down, members do not have to be oriented towards them in any particular way, or at all, in order to be killed by them’. Clearly members do not have to recognize certain constraints in order for their behaviour to be affected by them. As Goldthorpe notes, with reference to the above example, death ‘limits interaction in a fairly decisive way’. Finally, the Ethnomethodologists’ criticism of mainstream sociology can be redirected to themselves.
5. As Giddens remarks, ‘any ethnomethodo-logical account must display the same characteristics as it
   claims to discern in the accounts of lay actors’. Ethnomethodologists’ accounting procedures therefore become a topic for study like those of conventional sociologists or any other member of society. In theory the process of accounting for accounts is never ending. Carried to its extreme, the ethnomethodological position implies that nothing is every knowable. Whatever its shortcomings, however, ethnomethodology asks interesting questions.